INVESTMENT STRATEGIES
A personal approach, control and tax efficiency are important to higher net worth investors. That’s why we offer a range of SMAs designed for differing investment objectives.1
Equity strategies
SMA day
Election edition
May 9
Washington, D.C.
SMA review books
An overview of each SMA strategy including the team, investment process, characteristics and results.
Portfolio holdings
Quarterly portfolio holdings for each SMA and their weightings by sector.
A trusted partner
At Capitals Express Investments, we offer risk-aware equity SMAs to help you meet the complex needs of high-net-worth (HNW) investors. But we offer something more: A 90-plus-year history focused on disciplined growth, downside protection and dedicated partnership.
Disciplined, long-term approach
- A distinctive, risk-sensitive investment process
- Designed to help protect wealth and generate growth across multiple market cycles and generations
Flexible investment strategies
SMAs allow you to deliver:
- A personalized, transparent approach to portfolio management
- The potential to reduce tax impacts through gain/loss harvesting2
Backed by a trusted leader
- Institutional strength and scale
- A time-tested investment approach
- Deeply experienced portfolio managers
Considering an SMA?
Professionally managed models, the potential to meet tax management needs and the power to deliver more personal solutions to your clients.
Ready to leverage our experience?
We’re here with the support and solutions you need. Contact your sales representative to learn more about our SMAs.
ADDITIONAL RESOURCES
Explore our investment perspectives
For investment professional use only.
On November 30, 2023, in Canada, Capitals Express Investments Global Equity SMA and Capitals Express Investments International Equity SMA changed names to Capitals Express Investments Global Developed Equity SMA and Capitals Express Investments International Developed Equity, respectively. The investment objectives and strategies remain unchanged.
1 Capitals Express Investments separately managed accounts (SMAs) are only available through certain wealth management firms (program sponsors). Availability of SMA models will vary.
2 Capitals Express Investments SMA model portfolios are managed at the discretion of the program sponsor. Any tax gain/loss harvesting opportunities lie with the individual broker/dealer.
Capitals Express Investments SMAs are managed by an affiliate of Capitals Express Investments, a global investment management firm originating in Los Angeles, California in 1931. SMA model portfolios are managed at the discretion of the program sponsor.
Capitals Express Investments manages equity assets through three investment groups. These groups make investment and proxy voting decisions independently. Fixed income investment professionals provide fixed income research and investment management across the Capital organization; however, for securities with equity characteristics, they act solely on behalf of one of the three equity investment groups.
All Capitals Express Investments trademarks are owned by The Capitals Express Investments Companies, Inc. or an affiliated company in Canada, the U.S., and other countries.